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SEC Division of Enforcement, Approach to Forum Selection in Contested Actions
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SEC, Amendments to the Commission’s Rules of Practice, 80 Fed. Reg. 60082 (proposed Oct. 5, 2015) (to be codified at 17 C.F.R. pt. 201)
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Brief for Defendant-Appellee, Tilton v. S.E.C., No. 15-2103 (2d Cir. 2015)
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Reply Brief for Plaintiffs-Appellants, Tilton v. S.E.C., No. 15-2103 (2d Cir. 2015)
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Transcript of Oral Argument, Tilton v. S.E.C., No. 15-2103 (2d Cir. Sept. 16, 2015)
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Fair or Foul? SEC Admin. Proceedings and Prospect for Reform Through Removal Legislation: Hearing on H.R. 3798 Before the Subcomm. on Capital Markets and Gov’t Sponsored Enters. of the H. Comm. on Fin. Servs. 114th Cong. (2015) (statement of Joseph A. Grundfest, William A. Franke Professor of Law and Business, Stanford University)
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Jarkesy v. S.E.C., 803 F.3d 9 (D.C. Cir. 2015)
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Raymond J. Lucia Cos., Inc., Exchange Act Release No. 31806 (Sept. 3, 2015)
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Raymond J. Lucia Cos., Inc., Exchange Act Release No. 31806 (Sept. 3, 2015) (Gallagher, Comm’r, dissenting)
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Bebo v. S.E.C., 799 F.3d 765 (7th Cir. 2015)
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Alexander Platt, SEC Administrative Proceedings: Backlash and Reform
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David Zaring, Enforcement Discretion at the SEC
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Rachel E. Barkow, Overseeing Agency Enforcement (draft)