Judge Ralph Winter’s Securities Regulation Course Fall 2009 Schedule

Fall 2009 Securities Regulation Course Schedule


Tuesday, Dec. 1

  Peter Ezersky ‘85, Quadrangle Group LLC, “The Anatomy of a Deal.”

Wednesday, Dec. 2

  Harvey L. Pitt, Kalorama Partners, “Reasonable Expectations as to the SEC.”

Monday, Dec. 7

  Christopher DeLong ‘93, Taconic Capital Advisors LP, “The Lehman Bankruptcy and Regulatory Issues Regarding Derivatives.”

Tuesday, Dec. 8

  Alison M. Gregory, GlobeOp Financial Services, “A Changing Regulatory Landscape for the Fund Industry.”

Wednesday, Dec. 9

  J. Gordon Seymour, PCAOB Office of the General Counsel, Washington, DC, “The Regulation of Public Auditors.”

Monday, Dec. 14

  Robert Giuffra ‘87, Sullivan and Cromwell LLP and Andrew Hruska ‘93, King & Spalding LLP, “Navigating Corporate Crimes: Priorities and Perspectives.”

Tuesday, Dec. 15

  Stephen M. Cutler ‘85, JPMorgan Chase, “Government’s Role in Preventing and Navigating in Financial Crises.”
Wednesday, Dec. 16   Ezra Field, Roark Capital Group, “Going Private in Canada: A Comparative Perspective.”