Judge Ralph Winter’s Securities Regulation Course Fall 2009 Schedule
Fall 2009 Securities Regulation Course Schedule
Date
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Speaker>
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Tuesday, Dec. 1 |
Peter Ezersky ‘85, Quadrangle Group LLC, “The Anatomy of a Deal.” | |
Wednesday, Dec. 2 |
Harvey L. Pitt, Kalorama Partners, “Reasonable Expectations as to the SEC.” | |
Monday, Dec. 7 |
Christopher DeLong ‘93, Taconic Capital Advisors LP, “The Lehman Bankruptcy and Regulatory Issues Regarding Derivatives.” | |
Tuesday, Dec. 8 |
Alison M. Gregory, GlobeOp Financial Services, “A Changing Regulatory Landscape for the Fund Industry.” | |
Wednesday, Dec. 9 |
J. Gordon Seymour, PCAOB Office of the General Counsel, Washington, DC, “The Regulation of Public Auditors.” | |
Monday, Dec. 14 |
Robert Giuffra ‘87, Sullivan and Cromwell LLP and Andrew Hruska ‘93, King & Spalding LLP, “Navigating Corporate Crimes: Priorities and Perspectives.” | |
Tuesday, Dec. 15 |
Stephen M. Cutler ‘85, JPMorgan Chase, “Government’s Role in Preventing and Navigating in Financial Crises.” | |
Wednesday, Dec. 16 | Ezra Field, Roark Capital Group, “Going Private in Canada: A Comparative Perspective.” |